Author: Denis Avetisyan
New research explores how quantum effects and tidal forces influence the spin and potential observability of primordial black holes considered as dark matter candidates.

Effective field theory calculations reveal a stochastic evolution towards near-extremal Kerr black holes, generating potentially detectable tidal signatures.
The enduring mystery of dark matter motivates exploration of diverse candidates, including primordial black holes (PBHs), though their survival to the present day remains a key question. This is addressed in ‘Stochastic Evolution of Primordial Black Holes to near-extremality in EFTs of Gravity’, which investigates whether PBHs can evade complete evaporation by gaining angular momentum via Hawking radiation and approaching the extremal Kerr limit. Our analysis, modeling Hawking radiation as a stochastic process within effective field theories of gravity, demonstrates a surprisingly similar fraction of surviving PBHs as predicted by general relativity. However, we find that these rapidly spinning black holes generate potentially detectable tidal forces near their horizons – could future gravitational-wave observations provide evidence for this exotic spin evolution and the existence of near-extremal PBHs?
The Unseen Universe: Hunting for Echoes of Primordial Black Holes
The composition of dark matter constitutes one of the most profound unsolved problems in modern cosmology. Despite comprising approximately 85% of the matter in the universe, its fundamental nature remains elusive, resisting detection through conventional means. Existing particle physics models have yet to provide a fully satisfactory candidate, prompting researchers to explore alternative explanations beyond the standard model. This ongoing quest necessitates innovative theoretical frameworks and observational strategies, ranging from searches for weakly interacting massive particles (WIMPs) to explorations of axions and, increasingly, investigations into astrophysical objects like primordial black holes as potential contributors to the missing mass. The enduring mystery of dark matter drives continuous refinement of cosmological models and fuels the development of cutting-edge detection technologies, promising a revolution in ĪCDM cosmology upon its eventual resolution.
The enduring puzzle of dark matter – the unseen substance comprising a significant portion of the universeās mass – may find a resolution in the most unexpected of places: the very beginnings of time. Current theories propose that primordial black holes (PBHs) – not the stellar remnants formed from collapsing stars, but those born in the incredibly dense conditions of the early universe – could constitute all, or a significant fraction, of this elusive dark matter. These PBHs wouldn’t require the exotic particles posited by many other dark matter models; instead, they would emerge naturally from density fluctuations in the immediate aftermath of the Big Bang. The concept suggests that, rather than seeking new particles, the dark matter mystery might be solved by a previously overlooked population of black holes, offering a compelling, albeit unconventional, explanation for a long-standing cosmological problem. Their existence remains hypothetical, but ongoing research actively explores the possibility that these ancient black holes silently populate the cosmos, accounting for the missing mass and gravitational effects attributed to dark matter.
The abundance of light elements created in the immediate aftermath of the Big Bang-a process known as Big Bang Nucleosynthesis (BBN)-imposes strict limitations on the properties of Primordial Black Holes (PBHs). These early black holes, if sufficiently numerous, would have accreted baryonic matter and disrupted the delicate balance of nuclear reactions responsible for forming helium, deuterium, and lithium. Specifically, excessive accretion by PBHs prior to BBN would have altered the predicted ratios of these elements, contradicting observational data. Consequently, BBN calculations effectively rule out PBHs with masses between approximately 10^{-{16}} and 10^8 solar masses as comprising all of dark matter. This constraint doesn’t entirely dismiss PBHs as a dark matter component, but it narrows the permissible mass ranges and necessitates exploring scenarios where PBHs represent only a fraction of the total dark matter density, or formed through mechanisms that avoided substantial pre-BBN accretion.

The Fading Echo: Hawking Radiation and the Spin of Primordial Black Holes
Hawking Evaporation is a theoretical process where black holes emit particles due to quantum effects near the event horizon. This emission results in a gradual loss of mass and energy, effectively causing the black hole to āevaporateā over extremely long timescales. The process doesnāt involve any information escaping the black hole, and is driven by the creation of virtual particle pairs; one particle falls into the black hole while its partner escapes as Hawking radiation. The rate of evaporation is inversely proportional to the black holeās mass – smaller black holes evaporate faster. This suggests that primordial black holes (PBHs) with sufficiently low mass could have fully evaporated by the present day, potentially contributing to observed phenomena. L \propto 1/M^2, where L is the luminosity and M is the mass of the black hole.
The rate of Hawking evaporation, while theoretically proportional to 1/M^2 where M is the black holeās mass, is actually modulated by the greybody factor. This dimensionless factor accounts for deviations from this simple relationship due to both the black holeās spin and the surrounding spacetime geometry. Spin increases the effective surface area from which particles can be emitted, enhancing the evaporation rate, while complex geometries introduce barriers to emission, reducing it. The greybody factor is calculated by integrating the transmission probability of outgoing particles across the event horizon, and is dependent on the particleās energy, angular momentum, and the black holeās spin parameter. Values range from zero, indicating complete reflection, to one, representing complete transmission and the standard 1/M^2 evaporation rate.
Primordial Black Hole (PBH) spin evolution is a critical determinant of their late-stage behavior, as it directly impacts the Hawking evaporation rate. Accretion of surrounding matter tends to increase a PBHās spin, while Hawking radiation causes a spin-down effect. The interplay between these processes dictates whether a PBH will rapidly evaporate or persist for extended periods. Higher spin values lead to a reduced Greybody factor – and therefore an increased evaporation rate – due to enhanced emission of gravitational waves. Conversely, lower spin values, maintained by continued accretion, slow the evaporation process. The final spin state significantly impacts the detectable signal from late-stage PBH evaporation, influencing event rates and spectral characteristics.
Beyond the Horizon: Refining General Relativity for Primordial Black Holes
The Einstein-Hilbert Lagrangian, \mathcal{L}_{EH} = \frac{1}{16\pi G} R , serves as the foundational action for general relativity, describing gravitational dynamics as a consequence of spacetime curvature. However, this Lagrangian is considered an effective theory, valid only at energy scales significantly below the Planck scale. To accurately model phenomena at higher energies or to incorporate quantum effects, the Lagrangian must be extended through the use of Effective Field Theory (EFT). EFT introduces higher-order curvature terms and other operators, suppressed by powers of the Planck scale, allowing for a systematic exploration of corrections to classical general relativity and the inclusion of potentially observable quantum gravity effects. These extensions are necessary because the Einstein-Hilbert Lagrangian, while successful at describing macroscopic gravity, is expected to break down at extremely high energies or in strong gravitational fields.
Higher-derivative corrections to the Einstein-Hilbert action, such as R^2 and R_{\mu\nu}R^{\mu\nu} terms, arise when considering quantum gravity effects not captured by the standard general relativistic framework. These corrections modify the equations of motion for gravitational fields and introduce modifications to the Hawking evaporation process of black holes. Specifically, they alter the black holeās temperature and lifetime; while standard Hawking radiation predicts a purely thermal spectrum, higher-derivative terms can introduce corrections to this spectrum and potentially slow down the evaporation rate. The inclusion of these terms is crucial for resolving inconsistencies that arise when attempting to reconcile general relativity with quantum field theory, particularly in strong gravitational fields.
Extremal Kerr black holes, defined by a spin parameter a = M where M is the mass, possess unique properties including a zero temperature and a vanishing horizon area under certain transformations. Corrections to general relativity, implemented through Effective Field Theory, are particularly relevant to these objects because they influence the black holeās evaporation rate and final state. Current calculations suggest that approximately 24.6-24.9% of primordial black holes (PBHs) will evolve to become near-extremal configurations due to these corrections, impacting the predicted abundance and observational signatures of PBHs as a potential dark matter candidate. This near-extremal evolution alters the expected decay products and lifespan of PBHs compared to predictions based solely on classical general relativity.
Echoes of Creation: Detecting Primordial Black Holes Through Gravitational Waves
The universe may be awash in a subtle, persistent hum – a Stochastic Gravitational Wave Background – originating from the turbulent lives of primordial black holes (PBHs). These arenāt the neatly rotating black holes often envisioned; instead, the interplay between powerful tidal forces and the chaotic evolution of their spin generates a continuous gravitational wave signal. As PBHs spiral inward towards a merger, tidal forces – distortions of spacetime – act upon their shapes, particularly if they deviate from perfect sphericity or rotation. These distortions, coupled with the PBH’s spinning motion, induce fluctuations in the gravitational field, emitting waves across a broad spectrum of frequencies. The cumulative effect of countless such events, scattered throughout the cosmos, creates this background signal, offering a unique window into the early universe and the population of PBHs that may have formed within it. Detecting and characterizing this background would not only confirm the existence of PBHs but also provide crucial insights into the conditions prevalent shortly after the Big Bang.
The erratic spin evolution of primordial black holes (PBHs) – a key factor in their gravitational wave emission – isn’t simply random; itās better described by a ābiased random walkā. This model acknowledges that while PBHs experience stochastic ākicksā from various interactions, these kicks arenāt uniformly distributed. Certain spin orientations are favored, creating a directional bias in the random walk. Researchers have found this approach accurately captures the complex dynamics governing spin changes, accounting for the interplay of torques and energy losses that ultimately drive continuous gravitational wave signals. By simulating these biased walks, scientists can better predict the amplitude and frequency characteristics of the stochastic gravitational wave background generated by PBH populations, improving the prospects for future detection with current and next-generation observatories.
Current models of black hole interactions, traditionally reliant on the Kerr metric, may underestimate the strength of tidal forces experienced by nearby objects. Recent investigations employing Effective Field Theory suggest these forces can be amplified by approximately a factor of ten. This enhancement stems from subtle deviations from the Kerr solution, parameterized by Ī·, Ī», and \lambda~, which account for higher-order gravitational effects. The viable range for these parameters-\etaā[-1.85Ć10^{-5}, 0], \lambdaā[0, 1.1Ć10^{-7}], and \lambda~ā[0, 1.7Ć10^{-8}]-defines a crucial space for exploration, as even slight variations within these bounds can significantly impact the dynamics of merging black holes and the resulting gravitational wave signatures. These amplified tidal forces could therefore alter predictions for the stochastic gravitational wave background, offering a refined pathway for detecting and characterizing primordial black holes.

The pursuit of understanding primordial black holes as dark matter candidates, as detailed in the study, reveals a fascinating interplay between theoretical frameworks and observable consequences. Itās a reminder that even the most mathematically elegant models are built upon assumptions about the universe, and those assumptions inevitably introduce limitations. As Richard Feynman once observed, āThe first principle is that you must not fool yourself – and you are the easiest person to fool.ā This rings true; the effective field theory corrections, while allowing for spin-up toward extremality, simultaneously create potentially detectable tidal forces-a complication not easily dismissed. Investors donāt learn from mistakes-they just find new ways to repeat them, and similarly, physicists often discover that refining a model reveals new, unforeseen complexities, rather than eliminating them.
What’s Next?
The pursuit of dark matter candidates frequently circles back to the comfortably familiar – gravitationally interacting objects. This work, examining the spin evolution of primordial black holes, is no exception. Itās a predictable inclination; humans seem predisposed to seeking solutions in the form of things that look like other things. The crucial finding – that effective field theory corrections not only permit a spin-up towards extremality but also generate potentially observable tidal forces – highlights a pattern. Every attempt to refine a model invariably uncovers a new, equally perplexing phenomenon. The universe, it seems, is remarkably efficient at preserving its opacity.
The search for these tidal signatures, while intriguing, feels almostā¦convenient. A pathway to observability is often the siren song of theoretical physics, distracting from the more fundamental question of whether the initial assumptions – the prevalence of primordial black holes, their mass distribution, their role as the dark matter – are any more justified than the countless other proposals. Itās a bias, naturally. One builds a complicated edifice, then focuses on polishing the gargoyles rather than questioning the foundation.
Future work will undoubtedly focus on refining the calculations of these tidal forces, attempting to discern a signal amidst the noise. A more honest approach, however, might involve a broader exploration of the parameter space, acknowledging that the most likely outcome isn’t discovery, but a gradual narrowing of possibilities. Economics is psychology with spreadsheets, and this field, ultimately, is about quantifying the hope that a solution exists – even when all evidence suggests otherwise.
Original article: https://arxiv.org/pdf/2602.21923.pdf
Contact the author: https://www.linkedin.com/in/avetisyan/
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2026-02-26 23:59